Personnel Hong Kong SFC License Details (ID 124249)

Personnel Hong Kong SFC License Details (ID 124249)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Schonfeld Strategic Advisors (Hong Kong) Limited	RO	Dealing in securities	2025-11-27	-
	RO	Asset management	2019-11-19	-
	Rep	Asset management	2019-07-09	2019-11-19
NOMURA INTERNATIONAL (HONG KONG) LIMITED	RO	Dealing in futures contracts	2017-11-14	2018-06-25
	RO	Dealing in securities	2017-11-14	2018-06-25
	Rep	Dealing in futures contracts	2013-01-23	2017-11-14
	Rep	Dealing in securities	2013-01-23	2017-11-14
	Rep	Dealing in securities	2010-03-02	2010-03-05
	Rep	Dealing in securities	2010-02-02	2010-02-08
	Rep	Dealing in securities	2009-11-27	2009-12-13
	Rep	Dealing in securities	2009-11-02	2009-11-06
	Rep	Dealing in securities	2009-05-08	2009-05-18
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in securities	2008-08-08	2008-08-17
	Rep	Dealing in securities	2008-05-09	2008-05-17
	Rep	Dealing in securities	2008-02-18	2008-02-24
	Rep	Dealing in securities	2008-01-25	2008-02-08