Personnel Hong Kong SFC License Details (ID 124258)

Personnel Hong Kong SFC License Details (ID 124258)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Pantarei Asset Management Limited	Rep	Asset management	2024-06-27	-
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2015-09-11	2017-03-31
SPARX Asia Investment Advisors Limited	Rep	Advising on securities	2013-07-15	2014-11-28
	Rep	Asset management	2013-07-15	2014-11-28
Knight Capital Asia Limited	Rep	Advising on securities	2010-09-06	2011-08-04
	Rep	Dealing in securities	2010-09-06	2011-08-04
Evo Capital Management Asia Limited	Rep	Asset management	2008-03-10	2009-06-17