Personnel Hong Kong SFC License Details (ID 124281)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2009-12-30	2010-03-13
	Rep	Advising on corporate finance	2008-10-10	2010-03-13
	Rep	Dealing in securities	2008-10-10	2010-03-13
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on corporate finance	2008-01-30	2008-09-29
	Rep	Dealing in securities	2008-01-30	2008-09-29
LEHMAN BROTHERS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2008-01-30	2008-09-29