Personnel Hong Kong SFC License Details (ID 124282)

Personnel Hong Kong SFC License Details (ID 124282)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2010-06-02	2010-09-29
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in futures contracts	2010-06-02	2010-09-29
	Rep	Dealing in securities	2010-06-02	2010-09-29
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2008-01-30	2010-05-24
	Rep	Dealing in securities	2008-01-30	2010-05-24
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2008-01-30	2010-05-24
	Rep	Dealing in futures contracts	2008-01-30	2010-05-24
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in securities	2008-01-30	2010-05-24