| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2017-06-09 | 2017-06-16 |
| Rep | Dealing in securities | 2017-06-09 | 2017-06-16 |
| UBS SECURITIES HONG KONG LIMITED | Rep | Providing automated trading services | 2016-12-19 | 2017-03-01 |
| Rep | Dealing in futures contracts | 2016-12-19 | 2017-03-01 |
| Rep | Dealing in securities | 2016-12-19 | 2017-03-01 |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2011-11-11 | 2016-12-18 |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2011-11-11 | 2017-03-01 |
| Rep | Dealing in securities | 2011-11-11 | 2017-03-01 |
| UBS SECURITIES HONG KONG LIMITED | Rep | Providing automated trading services | 2011-11-11 | 2016-12-18 |
| Rep | Dealing in securities | 2011-11-11 | 2016-12-18 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2008-03-17 | 2008-12-11 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2008-03-17 | 2008-12-11 |