Personnel Hong Kong SFC License Details (ID 124335)

Personnel Hong Kong SFC License Details (ID 124335)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Audacy Ventures Limited	Rep	Asset management	2025-01-06	-
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2015-01-05	2022-02-25
	Rep	Dealing in securities	2015-01-05	2022-02-25
HSBC Corporate Finance (Hong Kong) Limited	Rep	Advising on corporate finance	2012-04-20	2014-10-01
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2008-02-04	2010-05-04
	Rep	Dealing in securities	2008-02-04	2010-05-04
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2008-02-04	2010-05-04