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Proctor, James Gerald Hong Kong SFC License Details (ID 124358)
Proctor, James Gerald
SFC ID:
AQM118
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
AXA Financial Planning (Hong Kong) Limited
Rep
Advising on securities
2008-02-18
2009-04-25