Personnel SFC Licences and HKMA Registrations (ID 12438503)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Mage Securities Limited	RO	Advising on securities	2025-07-07	-
	RO	Dealing in securities	2025-07-07	-
HEAD & SHOULDERS ASSET MANAGEMENT LIMITED	RO	Asset management	2021-12-03	2025-03-31
Mage Securities Limited	Rep	Dealing in futures contracts	2020-01-08	2025-03-26
HEAD & SHOULDERS ASSET MANAGEMENT LIMITED	Rep	Asset management	2018-04-03	2021-12-03
Mage Securities Limited	Rep	Advising on securities	2018-04-03	2025-07-07
	Rep	Dealing in securities	2018-04-03	2025-07-07
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2017-10-30	2018-02-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.