Personnel Hong Kong SFC License Details (ID 12439954)

Personnel Hong Kong SFC License Details (ID 12439954)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOYUAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2024-11-27	-
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	Rep	Dealing in securities	2024-11-27	-
Changjiang Securities Brokerage (HK) Limited	Rep	Dealing in futures contracts	2024-02-26	2024-03-13
	Rep	Dealing in securities	2024-02-26	2024-03-13
ZHONGTAI INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2021-12-07	2024-02-11
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2021-12-07	2024-02-11
	Rep	Dealing in securities	2021-12-07	2024-02-11
FORTHRIGHT SECURITIES COMPANY LIMITED	Rep	Advising on futures contracts	2021-04-08	2021-11-04
	Rep	Advising on securities	2021-04-08	2021-11-04
	Rep	Dealing in futures contracts	2021-04-08	2021-11-04
	Rep	Dealing in securities	2018-07-31	2021-11-04
Tongfang Securities Limited	Rep	Dealing in securities	2017-10-30	2018-07-18