| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2025-05-06 | 2025-05-08 |
| Rep | Dealing in futures contracts | 2025-05-06 | 2025-05-08 |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2018-04-23 | 2020-07-31 |
| Rep | Dealing in securities | 2018-04-23 | 2020-07-31 |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2018-04-23 | 2020-07-31 |
| Rep | Dealing in securities | 2018-04-23 | 2020-07-31 |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2017-10-30 | 2017-12-08 |
| Rep | Dealing in securities | 2017-10-30 | 2017-12-08 |