De Rozario, Robert Allen

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2009-06-17	2009-06-18
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on securities	2008-02-14	2008-09-29
	Rep	Dealing in securities	2008-02-14	2008-09-29

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2009-06-17	2009-06-18
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on securities	2008-02-14	2008-09-29
	Rep	Dealing in securities	2008-02-14	2008-09-29