Personnel Hong Kong SFC License Details (ID 124449)

Personnel Hong Kong SFC License Details (ID 124449)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2010-05-10	2011-07-23
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2009-07-31	2010-04-01
	Rep	Dealing in securities	2009-07-31	2010-04-01
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2008-02-20	2009-04-28
	Rep	Advising on securities	2008-02-20	2009-04-28
	Rep	Dealing in securities	2008-02-20	2009-04-28
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2008-02-20	2009-04-28
	Rep	Advising on securities	2008-02-20	2009-04-28
	Rep	Dealing in securities	2008-02-20	2009-04-28