Personnel Hong Kong SFC License Details (ID 124473)

Personnel Hong Kong SFC License Details (ID 124473)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Allianz Global Investors Asia Pacific Limited (SFC:BFE699)	Rep	Advising on securities	2015-06-01	2017-09-06
	Rep	Asset management	2015-06-01	2017-09-06
	Rep	Dealing in securities	2015-06-01	2017-09-06
Allianz Global Investors Asia Pacific Limited (SFC:AOA171)	Rep	Advising on securities	2012-04-03	2015-05-31
	Rep	Asset management	2012-04-03	2015-05-31
	Rep	Dealing in securities	2012-04-03	2015-05-31
INVESTEC ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2010-04-21	2011-02-22
	Rep	Asset management	2010-04-21	2011-02-22
	Rep	Dealing in securities	2010-04-21	2011-02-22
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2008-02-21	2010-02-05
	Rep	Asset management	2008-02-21	2010-02-05
	Rep	Dealing in securities	2008-02-21	2010-02-05