Personnel Hong Kong SFC License Details (ID 124517)

Personnel Hong Kong SFC License Details (ID 124517)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2026-09-08	-
GAOYU SECURITIES LIMITED	Rep	Dealing in securities	2024-10-08	2026-06-24
VALUABLE CAPITAL LIMITED	Rep	Dealing in futures contracts	2021-07-23	2024-08-29
	Rep	Dealing in securities	2021-07-23	2024-08-29
CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED	Rep	Dealing in securities	2015-05-21	2021-05-14
CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2015-05-21	2021-05-14
Funderstone Futures Limited	Rep	Dealing in futures contracts	2012-04-30	2013-08-31
Funderstone Securities Limited	Rep	Dealing in securities	2012-04-30	2013-08-31
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2008-02-21	2011-07-01
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-02-21	2011-07-01