Personnel Hong Kong SFC License Details (ID 124522)

Personnel Hong Kong SFC License Details (ID 124522)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ABCI CAPITAL LIMITED	Rep	Advising on corporate finance	2014-02-07	2014-04-09
	Rep	Dealing in securities	2014-02-07	2014-04-09
ABCI Securities Company Limited	Rep	Dealing in securities	2014-02-07	2014-04-09
GF Capital (Hong Kong) Limited	Rep	Advising on corporate finance	2011-11-10	2014-01-16
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2011-11-10	2014-01-16
CELESTIAL COMMODITIES LIMITED	Rep	Dealing in futures contracts	2011-01-05	2011-07-05
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2011-01-05	2011-07-05
Open Securities Limited	Rep	Advising on securities	2010-08-20	2010-12-15
	Rep	Dealing in futures contracts	2010-08-20	2010-12-15
	Rep	Dealing in securities	2009-11-10	2010-12-15
Nerico Brothers Limited (HK)	Rep	Dealing in futures contracts	2009-08-25	2009-10-30
	Rep	Dealing in securities	2009-08-25	2009-10-30
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2009-03-25	2009-05-21
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2009-02-12	2009-05-21
SOUTH CHINA RESEARCH LIMITED	Rep	Advising on securities	2008-07-24	2008-10-15
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2008-07-24	2008-10-15
MF Global Hong Kong Limited	Rep	Leveraged foreign exchange trading	2008-03-04	2008-06-30