Personnel Hong Kong SFC License Details (ID 124529)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM MPF &AMP; FINANCIAL SERVICES COMPANY LIMITED	Rep	Dealing in securities	2012-08-20	2022-05-10
PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED	Rep	Advising on securities	2009-12-19	2010-02-17
BANK CONSORTIUM TRUST COMPANY LIMITED	Rep	Advising on securities	2008-04-11	2009-08-01