Personnel SFC Licences and HKMA Registrations (ID 12455891)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

No SFC licenses available

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA registration number: AH6255

Current registrations only

Institution	Activity	HKMA role	Capacity	From	Until	Status
BARCLAYS BANK PLC	Dealing in securities	Non-EO	MARKETS	2020-01-15	—	Current
NATIXIS	Dealing in securities	Non-EO	—	2017-11-03	2019-12-31	Former
NATIXIS	Dealing in futures contracts	Non-EO	—	2017-11-03	2019-12-31	Former
NATIXIS	Advising on securities	Non-EO	—	2017-11-03	2019-12-31	Former
NATIXIS	Advising on futures contracts	Non-EO	—	2017-11-03	2019-12-31	Former