Personnel Hong Kong SFC License Details (ID 12455891)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2020-01-20	-
	Rep	Dealing in securities	2020-01-20	-
NATIXIS ASIA LIMITED	Rep	Advising on futures contracts	2017-10-31	2019-12-31
	Rep	Advising on securities	2017-10-31	2019-12-31
	Rep	Dealing in futures contracts	2017-10-31	2019-12-31
	Rep	Dealing in securities	2017-10-31	2019-12-31