Personnel Hong Kong SFC License Details (ID 124568)

Personnel Hong Kong SFC License Details (ID 124568)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ONTARIO TEACHERS' PENSION PLAN (ASIA) LIMITED	Rep	Advising on securities	2015-03-10	2020-04-10
	Rep	Asset management	2015-03-10	2020-04-10
	Rep	Dealing in securities	2015-03-10	2020-04-10
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2008-03-03	2009-12-21
	Rep	Advising on securities	2008-03-03	2009-12-21
	Rep	Dealing in securities	2008-03-03	2009-12-21
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2008-03-03	2009-12-21
	Rep	Advising on securities	2008-03-03	2009-12-21
	Rep	Dealing in securities	2008-03-03	2009-12-21