Yan, Wen (SFC:BLH219) 閆文

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on corporate finance	2021-03-16	-
	Rep	Advising on securities	2021-03-16	-
	Rep	Dealing in securities	2021-03-16	-
S&AMP;P GLOBAL RATINGS HONG KONG LIMITED	Rep	Providing credit rating services	2017-11-01	2021-01-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on corporate finance	2021-03-16	-
	Rep	Advising on securities	2021-03-16	-
	Rep	Dealing in securities	2021-03-16	-
S&AMP;P GLOBAL RATINGS HONG KONG LIMITED	Rep	Providing credit rating services	2017-11-01	2021-01-22

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.