Personnel Hong Kong SFC License Details (ID 124581)

Personnel Hong Kong SFC License Details (ID 124581)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Zynergy Asset Management Limited	RO	Advising on securities	2020-10-28	2021-09-27
	RO	Asset management	2020-07-03	2021-09-27
	Rep	Asset management	2020-07-02	2020-07-03
L&AMP;R CAPITAL LIMITED	RO	Advising on securities	2019-08-29	2020-06-12
	RO	Asset management	2019-08-29	2020-06-12
	Rep	Advising on securities	2019-08-09	2019-08-29
	Rep	Asset management	2019-08-09	2019-08-29
JT CAPITAL MANAGEMENT LIMITED	RO	Advising on securities	2016-12-29	2019-07-09
	RO	Asset management	2016-05-04	2019-07-09
	Rep	Asset management	2016-01-18	2016-05-04
SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2013-10-07	2015-12-30
	Rep	Asset management	2013-10-07	2015-12-30
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on securities	2008-03-27	2010-03-12