Personnel Hong Kong SFC License Details (ID 124583)

Personnel Hong Kong SFC License Details (ID 124583)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCI SECURITIES LIMITED	Rep	Advising on securities	2022-03-01	-
	Rep	Dealing in futures contracts	2022-03-01	-
	Rep	Dealing in securities	2022-03-01	-
EAST ASIA SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2019-07-29	2022-01-03
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2016-04-15	2019-06-30
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2016-04-15	2019-06-30
	Rep	Dealing in securities	2016-04-15	2019-06-30
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-06-10	2011-05-16
KGI ASIA LIMITED	Rep	Dealing in securities	2008-03-03	2011-05-16