Personnel Hong Kong SFC License Details (ID 124627)

Personnel Hong Kong SFC License Details (ID 124627)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC SECURITIES (ASIA) LIMITED	RO	Dealing in futures contracts	2018-03-28	2018-08-01
Yuanta Securities (Hong Kong) Company Limited	RO	Advising on futures contracts	2012-06-14	2013-04-30
	RO	Dealing in futures contracts	2012-06-14	2013-04-30
YUANTA FUTURES (HK) CO., LIMITED	RO	Advising on futures contracts	2012-02-24	2013-06-15
	RO	Dealing in futures contracts	2012-02-24	2013-06-15
Yuanta Asia Investment (Hong Kong) Limited	RO	Advising on futures contracts	2011-11-18	2013-04-30
	RO	Dealing in futures contracts	2011-11-18	2013-04-30
SINOPAC FUTURES (ASIA) LIMITED	RO	Dealing in futures contracts	2008-06-27	2009-01-01
SINOPAC SECURITIES (ASIA) LIMITED	RO	Dealing in securities	2008-06-27	2009-01-01
	Rep	Dealing in securities	2008-04-11	2008-06-27