| ROYSTON SECURITIES LIMITED (GBEN) | RO | Dealing in securities | 2024-08-20 | - |
| Rep | Advising on securities | 2024-07-29 | - |
| Rep | Asset management | 2024-07-29 | - |
| Rep | Dealing in securities | 2024-07-29 | 2024-08-20 |
| Taihe Securities (Hong Kong) Limited | RO | Advising on corporate finance | 2023-04-06 | 2023-09-30 |
| RO | Dealing in securities | 2023-04-06 | 2023-09-30 |
| Ark Securities (Hong Kong) Limited | RO | Dealing in securities | 2020-05-13 | 2022-01-31 |
| RO | Advising on corporate finance | 2019-07-12 | 2022-01-31 |
| Rep | Advising on corporate finance | 2019-07-02 | 2019-07-12 |
| Rep | Dealing in securities | 2019-07-02 | 2020-05-13 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | RO | Advising on corporate finance | 2018-10-29 | 2019-03-23 |
| CORE PACIFIC-YAMAICHI CAPITAL LIMITED | RO | Advising on corporate finance | 2018-10-29 | 2019-03-23 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2018-06-04 | 2018-10-29 |
| Rep | Dealing in securities | 2018-06-04 | 2019-03-23 |
| CORE PACIFIC-YAMAICHI CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-06-04 | 2018-10-29 |
| Rep | Dealing in securities | 2018-06-04 | 2019-03-23 |
| BOCOM International (Asia) Limited | Rep | Advising on corporate finance | 2016-11-16 | 2018-05-25 |
| Rep | Dealing in securities | 2016-11-16 | 2018-05-25 |
| INCU CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2012-09-17 | 2014-03-26 |
| CNCB (Hong Kong) Capital Limited | RO | Advising on corporate finance | 2012-08-22 | 2012-08-31 |
| KGI CAPITAL ASIA LIMITED | Rep | Advising on corporate finance | 2011-05-23 | 2011-08-08 |
| YU MING INVESTMENT MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2010-10-15 | 2011-04-11 |
| Rep | Advising on securities | 2010-10-15 | 2011-04-11 |
| Rep | Asset management | 2010-10-15 | 2011-04-11 |
| Rep | Dealing in securities | 2010-10-15 | 2011-04-11 |
| Mirae Asset Securities (HK) Limited | Rep | Advising on corporate finance | 2008-10-20 | 2009-02-28 |
| FIRST SHANGHAI CAPITAL LIMITED | Rep | Advising on corporate finance | 2008-05-07 | 2008-08-16 |