Personnel Hong Kong SFC License Details (ID 124642)

Personnel Hong Kong SFC License Details (ID 124642)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
i-Golden Data Capital Limited	RO	Advising on securities	2025-05-08	2026-09-03
	RO	Asset management	2025-05-08	2026-09-03
JINLUO SECURITIES LIMITED	RO	Advising on securities	2024-01-02	2025-03-27
	RO	Asset management	2023-09-07	2025-03-27
	RO	Dealing in securities	2023-09-07	2025-03-27
Greenfield Asset Management Limited	RO	Asset management	2022-08-15	2023-08-08
	Rep	Asset management	2022-06-09	2022-08-15
China On Securities Limited	Rep	Asset management	2021-07-09	2021-11-26
	RO	Dealing in securities	2021-07-09	2021-11-26
	Rep	Dealing in securities	2021-06-15	2021-07-09
BAXS DIGITAL ASSET CAPITAL LIMITED	RO	Dealing in securities	2020-08-17	2021-06-02
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2016-06-17	2020-04-21
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2016-06-17	2020-04-21
ZHONGTAI INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2015-12-01	2016-06-06
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2015-10-13	2016-06-06
SOUTH CHINA SECURITIES LIMITED	Rep	Dealing in securities	2014-07-14	2015-10-07
BaoQiao Partners Capital Limited	Rep	Advising on corporate finance	2008-03-10	2008-12-31
	Rep	Dealing in securities	2008-03-10	2008-12-31