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Bateman, James Nicholas (SFC:AQQ258) Hong Kong SFC License Details (ID 124647)
Bateman, James Nicholas (SFC:AQQ258)
SFC ID:
AQQ258
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
FIL Investment Management (Hong Kong) Limited
Rep
Dealing in securities
2013-05-13
2019-06-28
NORTHERN TRUST COMPANY OF HONG KONG LIMITED, THE
Rep
Dealing in securities
2008-03-10
2009-03-25