Personnel Hong Kong SFC License Details (ID 124682)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Providing automated trading services	2008-07-23	2009-06-15
	Rep	Dealing in securities	2008-07-23	2009-06-15
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2008-07-23	2009-06-15
	Rep	Dealing in futures contracts	2008-07-23	2009-06-15
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2008-03-11	2008-05-17
	Rep	Dealing in securities	2008-03-11	2008-05-17