| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| YF FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-01-07 | 2010-11-13 |
| YF SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2010-01-07 | 2010-11-13 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2008-03-11 | 2009-09-28 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2008-03-11 | 2009-09-28 |
| Rep | Dealing in securities | 2008-03-11 | 2009-09-28 |