Personnel Hong Kong SFC License Details (ID 124740)

Personnel Hong Kong SFC License Details (ID 124740)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	RO	Asset management	2021-08-27	2022-09-02
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	RO	Asset management	2021-08-27	2022-09-02
HSBC Global Asset Management (Hong Kong) Limited	RO	Advising on securities	2018-07-10	2022-09-02
	RO	Dealing in securities	2018-07-10	2022-09-02
HSBC Global Asset Management Holdings (Bahamas) Limited	RO	Advising on securities	2018-07-10	2020-01-20
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	RO	Advising on securities	2018-07-10	2022-09-02
	RO	Dealing in securities	2018-07-10	2022-09-02
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2015-07-30	2018-07-10
	Rep	Dealing in securities	2015-07-30	2018-07-10
	Rep	Asset management	2015-07-30	2021-08-27
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2015-07-30	2018-07-10
	Rep	Dealing in securities	2015-07-30	2018-07-10
	Rep	Asset management	2015-07-30	2021-08-27
Manulife Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2013-10-17	2014-07-28
DWS Investments Hong Kong Limited	Rep	Advising on securities	2008-03-17	2009-04-07
	Rep	Asset management	2008-03-17	2009-04-07