| SOLARSTONE CAPITAL LIMITED | RO | Dealing in securities | 2026-03-26 | - |
| Emperor Asset Management Limited | Rep | Advising on securities | 2025-03-27 | 2025-05-21 |
| RO | Advising on securities | 2024-09-20 | 2025-03-27 |
| RO | Asset management | 2024-09-20 | 2025-05-21 |
| EMPEROR FUTURES LIMITED | RO | Advising on futures contracts | 2023-10-30 | 2025-03-28 |
| RO | Dealing in futures contracts | 2023-10-30 | 2025-12-31 |
| EMPEROR SECURITIES LIMITED (HK) | RO | Advising on securities | 2023-10-30 | 2025-03-25 |
| RO | Dealing in securities | 2023-10-30 | 2025-12-31 |
| Emperor Asset Management Limited | Rep | Asset management | 2021-10-28 | 2024-09-20 |
| EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2021-10-28 | 2023-10-30 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Advising on securities | 2021-10-28 | 2023-10-30 |
| Rep | Dealing in securities | 2021-10-28 | 2023-10-30 |
| Arta Global Futures Limited | RO | Dealing in futures contracts | 2020-10-16 | 2021-10-14 |
| ARTA GLOBAL MARKETS LIMITED | RO | Asset management | 2020-10-16 | 2021-10-14 |
| RO | Dealing in securities | 2020-10-16 | 2021-10-14 |
| Arta Global Futures Limited | Rep | Dealing in futures contracts | 2020-07-14 | 2020-10-16 |
| ARTA GLOBAL MARKETS LIMITED | Rep | Asset management | 2020-07-14 | 2020-10-16 |
| Rep | Dealing in securities | 2020-07-14 | 2020-10-16 |
| Rep | Advising on securities | 2020-07-14 | 2021-10-14 |
| FULBRIGHT ASSET MANAGEMENT LIMITED | Rep | Asset management | 2019-06-06 | 2020-06-22 |
| FULBRIGHT SECURITIES LIMITED | Rep | Advising on securities | 2019-06-06 | 2020-06-22 |
| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-05-14 | 2020-06-22 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2019-05-14 | 2020-06-22 |
| EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-11-22 | 2019-04-28 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2011-11-22 | 2019-04-28 |
| EAST ASIA FUTURES LIMITED | Rep | Dealing in futures contracts | 2008-04-18 | 2011-04-28 |