Personnel Hong Kong SFC License Details (ID 124778)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2016-12-19	2017-03-04
	Rep	Advising on corporate finance	2012-06-07	2016-12-18
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2008-03-20	2011-04-21
	Rep	Dealing in securities	2008-03-20	2011-04-21
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	Dealing in securities	2008-03-20	2011-04-21