Personnel Hong Kong SFC License Details (ID 124807)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
EASTSPRING INVESTMENTS (HONG KONG) LIMITED (TRADING AS EASTSPRING INVESTMENTS)	Rep	Advising on securities	2025-06-09	2025-06-13
	Rep	Advising on securities	2025-03-24	2025-03-28
	Rep	Advising on securities	2025-01-20	2025-01-24
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2023-09-15	2023-10-19
	Rep	Dealing in securities	2023-09-15	2023-10-19
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2023-09-15	2023-10-19
	Rep	Dealing in securities	2023-09-15	2023-10-19
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2023-03-27	2023-04-14
	Rep	Dealing in securities	2023-03-27	2023-04-14
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2023-03-27	2023-04-14
	Rep	Dealing in securities	2023-03-27	2023-04-14
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2019-09-18	2022-06-24
	Rep	Asset management	2019-09-18	2022-06-24
	Rep	Dealing in securities	2019-09-18	2022-06-24
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2019-09-18	2022-06-24
	Rep	Asset management	2019-09-18	2022-06-24
	Rep	Dealing in securities	2019-09-18	2022-06-24
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2016-07-13	2016-07-15
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2016-07-13	2016-07-15
Morgan Stanley Asia Limited	Rep	Dealing in securities	2008-04-16	2010-06-10
	Rep	Dealing in securities	2008-03-26	2008-04-08