Personnel Hong Kong SFC License Details (ID 124820)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Jefferies Hong Kong Limited	Rep	Dealing in securities	2011-10-17	2016-07-13
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in securities	2009-01-19	2011-06-21
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in securities	2008-03-25	2008-09-29