Personnel Hong Kong SFC License Details (ID 124828)

Personnel Hong Kong SFC License Details (ID 124828)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Newedge Broker Hong Kong Limited	Rep	Dealing in futures contracts	2008-11-13	2010-06-30
Newedge Broker Limited	Rep	Providing automated trading services	2008-11-13	2009-07-31
	Rep	Dealing in futures contracts	2008-11-13	2009-07-31
	Rep	Dealing in securities	2008-11-13	2009-07-31
SG Asset Finance (Hong Kong) Limited	Rep	Dealing in futures contracts	2008-11-13	2010-06-30
	Rep	Dealing in securities	2008-11-13	2010-06-30
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in futures contracts	2008-03-28	2008-09-10
	Rep	Dealing in securities	2008-03-28	2008-09-10