Personnel Hong Kong SFC License Details (ID 124846)

Personnel Hong Kong SFC License Details (ID 124846)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Manulife Investment Management (Hong Kong) Limited	Rep	Advising on securities	2026-02-12	-
	Rep	Dealing in securities	2026-02-12	-
BLACKROCK (HONG KONG) LIMITED	Rep	Advising on securities	2014-10-27	2014-12-31
	Rep	Asset management	2014-10-27	2014-12-31
	Rep	Dealing in securities	2014-10-27	2014-12-31
BlackRock Asset Management North Asia Limited	Rep	Asset management	2014-10-27	2015-09-17
	Rep	Advising on securities	2014-10-27	2015-12-29
	Rep	Dealing in securities	2014-10-27	2015-12-29
FIL Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2012-12-17	2014-09-26
THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED	Rep	Dealing in securities	2011-07-04	2011-08-20
BLACKROCK (HONG KONG) LIMITED	Rep	Dealing in securities	2009-10-27	2011-05-13
	Rep	Advising on securities	2008-03-26	2009-03-17
	Rep	Dealing in securities	2008-03-26	2009-03-17