Personnel Hong Kong SFC License Details (ID 124868)

Personnel Hong Kong SFC License Details (ID 124868)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CIS SECURITIES ASSET MANAGEMENT LIMITED	Rep	Dealing in futures contracts	2010-05-24	2010-11-16
	Rep	Dealing in securities	2010-05-24	2010-11-16
OnePlatform Asset Management Limited	Rep	Advising on securities	2010-05-24	2010-11-16
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2009-09-30	2010-03-03
CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED	Rep	Advising on securities	2008-07-16	2010-03-03
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2008-07-16	2010-03-03
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2008-03-31	2008-04-15
	Rep	Dealing in securities	2008-03-31	2008-04-15