| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Nuvama Investment Advisors (Hongkong) Private Limited | RO | Advising on futures contracts | 2023-11-29 | - |
| RO | Advising on securities | 2023-11-29 | - | |
| RO | Dealing in futures contracts | 2023-11-29 | - | |
| RO | Dealing in securities | 2023-11-29 | - | |
| Rep | Advising on securities | 2023-11-20 | 2023-11-29 | |
| RiverCircle Investments Limited | Rep | Advising on securities | 2023-04-19 | 2023-11-06 |
| Rep | Asset management | 2023-04-19 | 2023-11-06 | |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2022-07-04 | 2023-03-02 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2022-07-04 | 2023-03-02 |
| Rep | Dealing in securities | 2022-07-04 | 2023-03-02 | |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2017-11-06 | 2022-03-30 |
| Rep | Dealing in securities | 2017-11-06 | 2022-03-30 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2017-11-06 | 2022-03-30 |
| Rep | Dealing in securities | 2017-11-06 | 2022-03-30 |
No HKMA registrations in the collected records.