Personnel Hong Kong SFC License Details (ID 124901)

Personnel Hong Kong SFC License Details (ID 124901)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in securities	2015-08-04	2015-08-07
	Rep	Dealing in futures contracts	2013-08-28	2013-10-09
	Rep	Dealing in securities	2013-08-28	2013-10-09
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in securities	2012-07-09	2012-07-14
	Rep	Dealing in securities	2012-04-12	2012-04-14
	Rep	Dealing in securities	2011-10-31	2011-11-07
	Rep	Dealing in securities	2011-01-19	2011-01-22
	Rep	Dealing in securities	2010-03-23	2010-03-29
	Rep	Dealing in securities	2009-11-02	2009-11-07
	Rep	Dealing in securities	2009-06-15	2009-06-19
	Rep	Dealing in securities	2008-04-02	2008-04-09