Personnel Hong Kong SFC License Details (ID 124914)

Personnel Hong Kong SFC License Details (ID 124914)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2013-07-02	2016-12-31
KGI ASIA LIMITED	Rep	Advising on securities	2011-12-28	2016-12-31
	Rep	Dealing in securities	2011-12-28	2016-12-31
BGC SECURITIES (HONG KONG) LLC	Rep	Dealing in futures contracts	2010-07-07	2011-03-08
	Rep	Dealing in securities	2010-07-07	2011-03-08
BTIG Hong Kong Limited	Rep	Dealing in securities	2009-05-26	2010-05-06
BEAR STEARNS ASIA LIMITED	Rep	Dealing in futures contracts	2008-04-07	2008-05-30
	Rep	Dealing in securities	2008-04-07	2008-05-30