Personnel Hong Kong SFC License Details (ID 124921)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KEEFE, BRUYETTE &AMP; WOODS ASIA LIMITED	Rep	Advising on securities	2010-03-04	2012-06-25
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2008-10-10	2009-07-01
	Rep	Advising on securities	2008-10-10	2009-07-01
	Rep	Dealing in securities	2008-10-10	2009-07-01
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on corporate finance	2008-04-02	2008-09-29
	Rep	Advising on securities	2008-04-02	2008-09-29
	Rep	Dealing in securities	2008-04-02	2008-09-29