Personnel SFC Licences and HKMA Registrations (ID 12492523)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2026-08-03	-
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2026-08-03	-
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	Rep	Advising on securities	2018-05-07	2021-06-30
	Rep	Dealing in securities	2018-05-07	2021-06-30
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Advising on securities	2017-11-09	2018-03-29
	Rep	Dealing in securities	2017-11-09	2018-03-29
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2017-11-09	2018-03-29
	Rep	Dealing in securities	2017-11-09	2018-03-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.