| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Finloop Finance Limited | Rep | Advising on securities | 2024-06-27 | - |
| Rep | Dealing in securities | 2024-06-27 | - | |
| JMC Capital International Limited | RO | Advising on futures contracts | 2023-02-28 | 2023-07-21 |
| RO | Advising on securities | 2023-02-28 | 2023-07-21 | |
| RO | Dealing in futures contracts | 2023-02-28 | 2023-07-21 | |
| RO | Dealing in securities | 2023-02-28 | 2023-07-21 | |
| Rep | Advising on futures contracts | 2022-09-28 | 2023-02-28 | |
| Rep | Dealing in futures contracts | 2022-09-28 | 2023-02-28 | |
| JMC Capital HK Limited | Rep | Advising on securities | 2022-08-01 | 2023-07-21 |
| Rep | Dealing in securities | 2022-08-01 | 2023-07-21 | |
| JMC Capital International Limited | Rep | Advising on securities | 2022-08-01 | 2023-02-28 |
| Rep | Dealing in securities | 2022-08-01 | 2023-02-28 | |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-06-18 | 2022-02-19 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2021-06-18 | 2022-02-19 |
| Rep | Dealing in securities | 2021-06-18 | 2022-02-19 | |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2020-11-16 | 2021-05-31 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2017-11-09 | 2021-05-31 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-11-09 | 2021-05-31 |
No HKMA registrations in the collected records.