Personnel Hong Kong SFC License Details (ID 12492551)

Personnel Hong Kong SFC License Details (ID 12492551)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Finloop Finance Limited	Rep	Advising on securities	2024-06-27	-
	Rep	Dealing in securities	2024-06-27	-
JMC Capital International Limited	RO	Advising on futures contracts	2023-02-28	2023-07-21
	RO	Advising on securities	2023-02-28	2023-07-21
	RO	Dealing in futures contracts	2023-02-28	2023-07-21
	RO	Dealing in securities	2023-02-28	2023-07-21
	Rep	Advising on futures contracts	2022-09-28	2023-02-28
	Rep	Dealing in futures contracts	2022-09-28	2023-02-28
JMC Capital HK Limited	Rep	Advising on securities	2022-08-01	2023-07-21
	Rep	Dealing in securities	2022-08-01	2023-07-21
JMC Capital International Limited	Rep	Advising on securities	2022-08-01	2023-02-28
	Rep	Dealing in securities	2022-08-01	2023-02-28
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2021-06-18	2022-02-19
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2021-06-18	2022-02-19
	Rep	Dealing in securities	2021-06-18	2022-02-19
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2020-11-16	2021-05-31
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2017-11-09	2021-05-31
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2017-11-09	2021-05-31