Personnel Hong Kong SFC License Details (ID 124936)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Religare Capital Markets (Hong Kong) Limited	Rep	Advising on securities	2012-11-19	2013-10-18
KEEFE, BRUYETTE &AMP; WOODS ASIA LIMITED	Rep	Advising on securities	2010-03-03	2012-10-12
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2008-04-03	2009-01-23