Personnel Hong Kong SFC License Details (ID 12495600)

Personnel Hong Kong SFC License Details (ID 12495600)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Premia Partners Company Limited	Rep	Dealing in securities	2025-09-16	2026-09-11
Fosun Asset Management Limited	Rep	Asset management	2025-07-25	2025-08-29
	Rep	Dealing in securities	2025-07-25	2025-08-29
ZEAL ASSET MANAGEMENT LIMITED	Rep	Asset management	2022-06-08	2025-03-14
	Rep	Dealing in securities	2022-06-01	2025-03-14
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2020-09-25	2022-05-18
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2020-07-27	2022-05-18
FRONTIER CAPITAL MANAGEMENT LIMITED (HK)	Rep	Dealing in securities	2019-12-12	2020-02-10
Rifa Futures Limited	Rep	Dealing in futures contracts	2017-11-10	2019-10-11
Rifa Securities Limited	Rep	Dealing in securities	2017-11-10	2019-10-11