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Sales, Stephen Anthony (SFC:AQU401) Hong Kong SFC License Details (ID 124973)
Sales, Stephen Anthony (SFC:AQU401)
SFC ID:
AQU401
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Current only
Organisation
Role
Activity
From
Until
EFG Asset Management (HK) Limited
RO
Advising on securities
2008-06-06
2011-06-06
RO
Asset management
2008-06-06
2011-06-06