Personnel Hong Kong SFC License Details (ID 124983)

Personnel Hong Kong SFC License Details (ID 124983)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	RO	Advising on corporate finance	2020-12-23	-
	RO	Advising on securities	2020-12-23	-
	RO	Dealing in securities	2020-12-23	-
	Rep	Advising on corporate finance	2020-06-01	2020-12-23
	Rep	Advising on securities	2020-06-01	2020-12-23
	Rep	Dealing in securities	2020-06-01	2020-12-23
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2015-10-29	2020-02-26
	Rep	Dealing in securities	2015-10-29	2020-02-26
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2012-01-13	2015-08-25
	Rep	Advising on securities	2012-01-13	2015-08-25
	Rep	Dealing in securities	2012-01-13	2015-08-25
RBS Asia Corporate Finance Limited	Rep	Advising on corporate finance	2008-04-14	2011-07-05
	Rep	Dealing in securities	2008-04-14	2011-07-05