Personnel Hong Kong SFC License Details (ID 124984)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2011-10-17	2014-04-04
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2011-10-17	2014-04-04
RBS Asia Corporate Finance Limited	Rep	Advising on corporate finance	2008-04-14	2009-01-16
	Rep	Dealing in securities	2008-04-14	2009-01-16