Personnel Hong Kong SFC License Details (ID 124985)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2021-06-23	2024-11-30
	Rep	Dealing in securities	2021-06-23	2024-11-30
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2015-08-25	2021-04-08
	Rep	Advising on securities	2015-08-25	2021-04-08
	Rep	Dealing in securities	2015-08-25	2021-04-08
RBS Asia Corporate Finance Limited	Rep	Advising on corporate finance	2008-04-14	2009-01-01
	Rep	Dealing in securities	2008-04-14	2009-01-01