Personnel Hong Kong SFC License Details (ID 124986)

Personnel Hong Kong SFC License Details (ID 124986)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Blue and White Capital Management Limited	RO	Asset management	2025-11-18	-
LIGHT &AMP; SALT CAPITAL MANAGEMENT LIMITED	RO	Asset management	2024-12-06	2025-11-05
	Rep	Asset management	2024-06-18	2024-12-06
HSBC Corporate Finance (Hong Kong) Limited	Rep	Advising on corporate finance	2012-06-07	2012-10-15
BARCLAYS CAPITAL ASIA LIMITED	Rep	Advising on corporate finance	2008-06-18	2011-09-09
	Rep	Dealing in securities	2008-06-18	2011-09-09
RBS Asia Corporate Finance Limited	Rep	Advising on corporate finance	2008-04-14	2008-05-13
	Rep	Dealing in securities	2008-04-14	2008-05-13