Personnel Hong Kong SFC License Details (ID 12500417)

Personnel Hong Kong SFC License Details (ID 12500417)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2024-10-16	-
	Rep	Asset management	2024-10-16	-
	Rep	Dealing in securities	2024-09-24	-
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2024-09-24	-
Natixis Investment Managers Hong Kong Limited	Rep	Dealing in securities	2019-06-21	2024-09-03
iFAST Financial (HK) Limited	Rep	Advising on securities	2017-11-14	2018-07-03
	Rep	Dealing in securities	2017-11-14	2018-07-03
iFAST Global Markets (HK) Limited	Rep	Advising on securities	2017-11-14	2018-07-03
	Rep	Dealing in securities	2017-11-14	2018-07-03
iFAST Securities (HK) Limited	Rep	Dealing in securities	2017-11-14	2018-07-03