Personnel Hong Kong SFC License Details (ID 125033)

Personnel Hong Kong SFC License Details (ID 125033)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Templewater Hong Kong Limited	Rep	Advising on corporate finance	2014-08-25	2015-07-14
	Rep	Dealing in securities	2014-08-25	2015-07-14
	RO	Advising on securities	2013-02-05	2014-09-01
	Rep	Advising on securities	2012-11-29	2013-02-05
Renaissance Capital (Hong Kong) Limited	RO	Advising on securities	2012-03-06	2012-06-29
	Rep	Advising on securities	2011-05-17	2012-03-06
	Rep	Dealing in securities	2011-05-17	2012-06-29
CLSA RESEARCH LIMITED	Rep	Advising on securities	2008-04-10	2010-07-05